野村証券・インサイダー防止策
野村証券・インサイダー防止策
msg# 1.1
インサイダー
元社員によるインサイダー取引事件を受け、野村証券が設置した外部の専門家による特別調査委員会がまとめる再発防止策の骨格が31日、明らかになった。人材の採用時に職業倫理を重視するほか、採用後も倫理教育を徹底。社員全体の法令順守意識を高め、悪意を持った社員による不祥事を防ぐ。詳細を詰めたうえで、今週内にも公表する見通し。
東京地検特捜部は元社員らを2日に金融商品取引法違反で起訴する方針。これを受けて、野村は経営陣の社内処分に踏み切る。処分内容は減給が軸になるとみられる。事件は企業の内部情報を扱う同部門の社員が、第三者と結託して他人名義で社外口座から株取引をする形で発生した。
http://www.nikkei.co.jp/news/keizai/20080601AT2C3000M31052008.html
東京地検特捜部は元社員らを2日に金融商品取引法違反で起訴する方針。これを受けて、野村は経営陣の社内処分に踏み切る。処分内容は減給が軸になるとみられる。事件は企業の内部情報を扱う同部門の社員が、第三者と結託して他人名義で社外口座から株取引をする形で発生した。
http://www.nikkei.co.jp/news/keizai/20080601AT2C3000M31052008.html
投稿ツリー
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ニュース投稿
(msn, 2008-2-21 22:35)
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野村証券・インサイダー防止策
(インサイダー, 2008-6-1 23:12)
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